Provide Compliance advice and support to MSS functions, including Corporate Communications, Corporate Development, Enterprise Risk Management, Finance, Human Resources, Internal Audit, Information Technology, Legal, Compliance, Government & Public Affairs and The Moody's Foundation
Coordinate compliance efforts globally through a network of regional compliance associates and centralized compliance functions. Support successful implementation of policies and procedures, promote consistency across jurisdictions and facilitate escalation and appropriate resolution of compliance issues. Coordinate where appropriate with other BUCOs and Compliance professionals
Support Moody's minority and majority owned affiliates by developing and maintaining risk and control assessments and coordinating and supporting in affiliate oversight
Support due diligence efforts for MIS acquisitions and investments
Support Enterprise Risk Management initiatives
Support IT initiatives, including cybersecurity and Cloud-related initiatives
Support procurement and outsourcing-related initiatives
Advise employees on codes of conduct and policies and procedures regarding such matters as conflicts of interest, confidentiality, securities trading, gifts, outside business interests, separation, recordkeeping and regulatory disclosures
Represent compliance at staff meetings. Provide succinct updates, communicate on new and revised policies and procedures, and present on compliance topics of interest to the business.
Spot issues, analyze compliance exception trends, and recommend remedial actions to senior management within assigned lines of business.
Serve on a policy review committee and take 'ownership' for the accuracy and completeness of a set of policies and procedures.
Demonstrate strong decision making skills, as well as influencing ability (including influencing without authority).
Lead ad hoc projects and actively contribute to project teams on large-scale initiatives.
Develop subject matter expertise in identified risk areas
10-15+ years of experience as a compliance professional supporting diverse internal client groups with a demonstrated record of excellence
Law degree or background in risk management/audit desirable
Experience in fixed income, capital markets, credit environments, M&A and ERM preferred
Effective oral and written communication skills, including active listening skills and skills at creating and delivering training and topical presentations to teams, groups, and members of senior management
Affinity for project work and problem-solving, with proven track record in identifying and analyzing relevant considerations, developing sound recommendations and presenting findings and recommendations in a clear and concise manner.
Ability to take initiative and work with minimal supervision on independent assignments, and also to work effectively within teams
Competing demands on time from a diverse set of internal client groups require a high degree of flexibility and excellent time-management skills
Must be able to develop credibility with business and compliance stakeholders, and work well under pressure
Comfortable working in an environment of regulatory change
Understanding of compliance functions is critical
Highest ethical standards
Professional, proactive, flexible, diligent and dependable
Excellent oral and written communications skills
Excellent relationship development and management skills
Well organized, detail oriented with excellent follow up skills essential
Strong documentation and time management skills
Highly organized and efficient, with ability to multi-task and meet tight deadlines
Proficient with PowerPoint and Excel, and other tools that enable visual representation of data and information
Moody's is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, sex, gender, age, religion, national origin, citizen status, marital status, physical or mental disability, military or veteran status, sexual orientation, gender identity, gender expression, genetic information, or any other characteristic protected by law. Moody's also provides reasonable accommodation to qualified individuals with disabilities in accordance with applicable laws. If you need to inquire about a reasonable accommodation, or need assistance with completing the application process, please email firstname.lastname@example.org.. This contact information is for accommodation requests only, and cannot be used to inquire about the status of applications.
For San Francisco positions, qualified applicants with criminal histories will be considered for employment consistent with the requirements of the San Francisco Fair Chance Ordinance. For New York City positions, qualified applicants with criminal histories will be considered for employment consistent with the requirements of the New York City Fair Chance Act. For all other applicants, qualified applicants with criminal histories will be considered for employment consistent with the requirements of applicable law.
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Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary.
Internal Number: 5424065
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